Frequently, employers receive Data Subject Access Requests (DSAR) from their employees or former employees. These are requests for information about personal data the organisation is processing on the individual. Whilst individuals are entitled to their personal data, organisations need to consider what is “personal data” and the appropriate measures organisations must adopt when processing individuals’ personal data.
The UK GDPR governs the processing of personal data belonging to “data subjects,” who are identified or identifiable natural persons.
Considering the legal definitions
(i) “Personal data”
In the first instance, organisations should consider the definition of “personal data” which is defined as "any information relating to an identified or identifiable natural person” (i.e. the data subject).
The legal definition encompasses various data types, including electronic and hard copies that can either directly or indirectly identify an individual within the data source.
Examples of “personal data” include:
- An individual’s name, address, phone number or email address.
- An identification number e.g. social security number, passport number, or driver’s license number.
- Location data e.g. IP address or GPS coordinator.
- An online identifier.
- Biometric data e.g. fingerprints, facial recognition, or DNA.
- Genetic data.
- Political opinions, religious beliefs, or membership in trade unions.
Anonymising the data should be considered when employees make DSARs to ensure that the data is being processed securely and, where appropriate, the personal data of other individuals cannot be identified.
If there is uncertainty about whether information is personal data, the ICO recommends treating the information as personal data and that organisations:
- Keep the data secure.
- Protect the data from inappropriate disclosure.
- Are open about how the data is collected; and
- ensure any processing of the data is justified.
(ii) “Identifiable living individual”
The Data Protection Act 2018 (DPA 2018) expands on the definition of an "identifiable living individual", meaning a living person who can be identified directly or indirectly by reference to:
- An identifier e.g. a name, an identification number, location data or an online identifier; or
- One or more factors specific to their physical, physiological, genetic, mental, economic, cultural, or social identity.
If an individual can be identified solely from the information in an organisation's possession, it is considered that they are directly identified, or identifiable.
What is the effect of non-compliance with GDPR?
The ICO has a range of enforcement powers to take action however if there are breaches of compliance with the data protection law in the UK. These include monetary penalties, enforcement notices, prosecution, reprimands, audits, and investigations.
For serious breaches of the UK GDPR, the ICO also has the power to issue fines of up to £17.5 million or 4% of a company’s annual worldwide turnover, whichever is higher.
How we can help
Organisations must be able to demonstrate they are GDPR compliant, which means keeping up-to-date records of the data processing activities you are conducting and noting down the policies you have in place to enable you to follow the rules. If you need any assistance with this, please get in touch.